Security SIG: Security requirements for Sarbanes-Oxley compliance



  • The Monthly Meeting of the Security SIG



    Security Requirements for Sarbanes-Oxley Compliance

    We start this presentation with an overview of SOX and compliance landscape with respect to its impact on security requirements from a business and IT/technology perspective. Audience will gain an understanding of what consist of a typical SOX engagement, SOX framework with a focus on IT general controls and application controls. We’ll show the impact of SOX on small vs. large companies with key findings.

    Following this setting, we’ll describe areas of security requirements and related IT governance as the result of SOX audits and preparation for on going compliance maintenance. We’ll conclude with SOX trends and its progress along with opportunities/challenges in the security compliance arena.


    About The Presenter

    Holly Tran, Compliance Practice Manager, Bearing Point

    Ms. Tran has over 17 years of technical and program management experience with 7 years in the professional services field, including Sarbanes-Oxley audits, regulatory compliance, enterprise risk management, and information system security. Ms. Tran has managed several SOX internal audit engagements and readiness support, reporting to Audit Committees and C-level executives. She has successfully led and managed SOX deliverables with each of the Big 4 auditing firms, resulting in clients passing their first year audits with flying colors. She is currently assisting companies with strategy for compliance sustainability, year two and beyond.

    Event Logistics


    Cubberley Community Center
    4000 Middlefield Road, Room H-1
    Palo Alto, CA


    6:30 - 7:00 p.m. Registration / Networking / Refreshments / Pizza
    7:00 - 9:00 p.m. Presentation and Discussion


    $15 at the door for non-SDForum members
    No charge for SDForum members
    No registration required

    More on the Security SIG...